-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NSzjPMXVsJCamxoIla3+d1W64HXX9XgSiMR6ItuTv1m+uYIUkEOJt7kDoFcpcw0X PZMsslQiB0XEz7WYE5knEg== 0000950134-08-002478.txt : 20080213 0000950134-08-002478.hdr.sgml : 20080213 20080213145645 ACCESSION NUMBER: 0000950134-08-002478 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080213 DATE AS OF CHANGE: 20080213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CATAPULT COMMUNICATIONS CORP CENTRAL INDEX KEY: 0001063085 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770086010 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57245 FILM NUMBER: 08603925 BUSINESS ADDRESS: STREET 1: 160 SOUTH WHISMAN ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KARP RICHARD A CENTRAL INDEX KEY: 0001104815 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 6509601025 MAIL ADDRESS: STREET 1: 160 SOUTH WHISMAN ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 SC 13G/A 1 f38064rksc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 7)*
Catapult Communications Corporation
 
(Name of Issuer)
Common Stock
 
(Title of Class of Securities)
149016107
 
(CUSIP Number)
December 31, 2007
 
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o   Rule 13d-1(b)
 
o   Rule 13d-1(c)
 
þ   Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not
   required to respond unless the form displays a currently valid OMB control number.
 
 

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CUSIP No.
 
149016107 
 

 

           
1   NAMES OF REPORTING PERSONS.
I.R.S. Identification Nos. of above persons (entities only).

Richard A. Karp.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States of America
       
  5   SOLE VOTING POWER
     
NUMBER OF   2,942,231 (See Item 4(a) below)
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   92,328 (See Item 4(a) below)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,942,231 (See Item 4(a) below)
       
WITH 8   SHARED DISPOSITIVE POWER
     
    92,328 (See Item 4(a) below)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  3,034,559 (See Item 4(a) below)
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  22.57%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN

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Item 1.
  (a)   Name of Issuer            Catapult Communications Corporation
 
  (b)   Address of Issuer’s Principal Executive Offices            160 South Whisman Road
                                                                                        Mountain View, CA 94043
Item 2.
  (a)   Name of Person Filing            Richard A. Karp
 
  (b)   Address of Principal Business Office or, if none, Residence
 
      160 South Whisman Road, Mountain View, CA 94043
 
  (c)   Citizenship            United States
 
  (d)   Title of Class of Securities            Common Stock
 
  (e)   CUSIP Number            149016107
Item 3.   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
  (a)   o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
  (b)   o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
  (c)   o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
  (d)   o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
 
  (e)   o An investment advisor in accordance with §240.13d-1(b)(1)(ii)(E);
 
  (f)   o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
  (g)   o A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
  (h)   o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
  (i)  
o  A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
  (j)   o Group, in accordance with §240.13d-1(b)(1)(ii)(J).
Item 4. Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
  (a)  
Amount beneficially owned: Richard A. Karp is deemed to be the beneficial owner of an aggregate of 3,034,559 shares of Common Stock, consisting of the following: (i) 2,752,440 shares of Common Stock held under the Richard A. Karp UA Trust 12/3/97; (ii) 46,164 shares of Common Stock held under the Richard Karp and Doreen Nortman TR UA 01/09/00 Michael David Karp Trust; (iii) 46,164 shares of Common Stock held under the Richard Karp and Doreen Nortman TR UA 01/09/00 John Lee Karp Trust; (iv) 189,791 shares of Common Stock that are issuable upon exercise of outstanding options within 60 days of December 31, 2007.

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  (b)  
Percent of class: 22.57% (percentage ownership is calculated based on 13,255,026 shares of common stock outstanding as of December 31, 2007 and assumes that the 189,791 shares of Common Stock underlying the stock options are deemed outstanding pursuant to SEC Rule 13d-3(d)(1)(i))
 
  (c)   Number of shares as to which the person has:
  (i)   Sole power to vote or to direct the vote 2,942,231 shares (See Item 4(a) above
 
  (ii)   Shared power to vote or to direct the vote 92,328 shares (See Item 4(a) above
 
  (iii)   Sole power to dispose or to direct the disposition of 2,942,231 shares (See Item 4(a) above
 
  (iv)   Shared power to dispose or to direct the disposition of 92,328 shares (See Item 4(a) above
Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d3(d)(1).
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  o.
Instruction: Dissolution of a group requires a response to this item.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
If a parent holding company or Control person has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company or control person has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary.
Item 8. Identification and Classification of Members of the Group
If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit stating the identity of each member of the group.
Item 9. Notice of Dissolution of Group
Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5.
Item 10. Certification
  (a)   The following certification shall be included if the statement is filed pursuant to §240.13d-1(b):

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      By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
  (b)   The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):
 
      By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
 
  February 12, 2008    
 
 
 
Date
   
 
       
 
  /s/ Richard A. Karp    
 
 
 
Signature
   
 
       
 
  Richard A. Karp    
 
       
 
  Name/Title    
The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement; provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties for whom copies are to be sent.
Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

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